Federalist No. 21 by Alexander Hamilton (1787)

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Federalist Number (No.) 21 (1787) is an essay by British-American politician Alexander Hamilton arguing for the ratification of the United States Constitution. The full title of the essay is "Other Defects of the Present Confederation." It was written as part of a series of essays collected and published in 1788 as The Federalist and later known as The Federalist Papers. These essays were written by Alexander Hamilton, James Madison, and John Jay. They argued for ratification of the United States Constitution as a replacement for the Articles of Confederation.[1]

HIGHLIGHTS
  • Author: Alexander Hamilton
  • Source: Originally published in the Independent Journal on December 12, 1787. Republished in 1788 as part of the collection The Federalist, now referred to as The Federalist Papers.
  • Abstract: Hamilton argues that a central government could help protect states from factions that may arise.
  • Background of the author

    Alexander Hamilton (c. 1755-1804) was a British-American politician, lawyer, and military officer. He was a delegate to the Constitutional Convention of 1787 and is considered a Founding Father of the United States. Below is a summary of Hamilton's career:[2]

    • 1775-1777: Officer in the New York Provincial Artillery Company
    • 1777-1782: Officer in the Continental Army
      • Including service as an adviser to General George Washington
    • 1787: Delegate to the Constitutional Convention in Philadelphia, Pa.
    • 1787-1788: Author of 51 of the 85 essays in The Federalist Papers
    • 1789-1795: First secretary of the treasury of the United States

    Full text of Other Defects of the Present Confederation

    The full text of Federalist No. 21 reads as follows:[1]

    To the People of the State of New York:


    HAVING in the three last numbers taken a summary review of the principal circumstances and events which have depicted the genius and fate of other confederate governments, I shall now proceed in the enumeration of the most important of those defects which have hitherto disappointed our hopes from the system established among ourselves. To form a safe and satisfactory judgment of the proper remedy, it is absolutely necessary that we should be well acquainted with the extent and malignity of the disease.

    The next most palpable defect of the subsisting Confederation, is the total want of a SANCTION to its laws. The United States, as now composed, have no powers to exact obedience, or punish disobedience to their resolutions, either by pecuniary mulcts, by a suspension or divestiture of privileges, or by any other constitutional mode. There is no express delegation of authority to them to use force against delinquent members; and if such a right should be ascribed to the federal head, as resulting from the nature of the social compact between the States, it must be by inference and construction, in the face of that part of the second article, by which it is declared, "that each State shall retain every power, jurisdiction, and right, not EXPRESSLY delegated to the United States in Congress assembled. There is, doubtless, a striking absurdity in supposing that a right of this kind does not exist, but we are reduced to the dilemma either of embracing that supposition, preposterous as it may seem, or of contravening or explaining away a provision, which has been of late a repeated theme of the eulogies of those who oppose the new Constitution; and the want of which, in that plan, has been the subject of much plausible animadversion, and severe criticism. If we are unwilling to impair the force of this applauded provision, we shall be obliged to conclude, that the United States afford the extraordinary spectacle of a government destitute even of the shadow of constitutional power to enforce the execution of its own laws. It will appear, from the specimens which have been cited, that the American Confederacy, in this particular, stands discriminated from every other institution of a similar kind, and exhibits a new and unexampled phenomenon in the political world.

    The want of a mutual guaranty of the State governments is another capital imperfection in the federal plan. There is nothing of this kind declared in the articles that compose it; and to imply a tacit guaranty from considerations of utility, would be a still more flagrant departure from the clause which has been mentioned, than to imply a tacit power of coercion from the like considerations. The want of a guaranty, though it might in its consequences endanger the Union, does not so immediately attack its existence as the want of a constitutional sanction to its laws.

    Without a guaranty the assistance to be derived from the Union in repelling those domestic dangers which may sometimes threaten the existence of the State constitutions, must be renounced. Usurpation may rear its crest in each State, and trample upon the liberties of the people, while the national government could legally do nothing more than behold its encroachments with indignation and regret. A successful faction may erect a tyranny on the ruins of order and law, while no succor could constitutionally be afforded by the Union to the friends and supporters of the government. The tempestuous situation from which Massachusetts has scarcely emerged, evinces that dangers of this kind are not merely speculative. Who can determine what might have been the issue of her late convulsions, if the malcontents had been headed by a Caesar or by a Cromwell? Who can predict what effect a despotism, established in Massachusetts, would have upon the liberties of New Hampshire or Rhode Island, of Connecticut or New York?

    The inordinate pride of State importance has suggested to some minds an objection to the principle of a guaranty in the federal government, as involving an officious interference in the domestic concerns of the members. A scruple of this kind would deprive us of one of the principal advantages to be expected from union, and can only flow from a misapprehension of the nature of the provision itself. It could be no impediment to reforms of the State constitution by a majority of the people in a legal and peaceable mode. This right would remain undiminished. The guaranty could only operate against changes to be effected by violence. Towards the preventions of calamities of this kind, too many checks cannot be provided. The peace of society and the stability of government depend absolutely on the efficacy of the precautions adopted on this head. Where the whole power of the government is in the hands of the people, there is the less pretense for the use of violent remedies in partial or occasional distempers of the State. The natural cure for an ill-administration, in a popular or representative constitution, is a change of men. A guaranty by the national authority would be as much levelled against the usurpations of rulers as against the ferments and outrages of faction and sedition in the community.

    The principle of regulating the contributions of the States to the common treasury by QUOTAS is another fundamental error in the Confederation. Its repugnancy to an adequate supply of the national exigencies has been already pointed out, and has sufficiently appeared from the trial which has been made of it. I speak of it now solely with a view to equality among the States. Those who have been accustomed to contemplate the circumstances which produce and constitute national wealth, must be satisfied that there is no common standard or barometer by which the degrees of it can be ascertained. Neither the value of lands, nor the numbers of the people, which have been successively proposed as the rule of State contributions, has any pretension to being a just representative. If we compare the wealth of the United Netherlands with that of Russia or Germany, or even of France, and if we at the same time compare the total value of the lands and the aggregate population of that contracted district with the total value of the lands and the aggregate population of the immense regions of either of the three last-mentioned countries, we shall at once discover that there is no comparison between the proportion of either of these two objects and that of the relative wealth of those nations. If the like parallel were to be run between several of the American States, it would furnish a like result. Let Virginia be contrasted with North Carolina, Pennsylvania with Connecticut, or Maryland with New Jersey, and we shall be convinced that the respective abilities of those States, in relation to revenue, bear little or no analogy to their comparative stock in lands or to their comparative population. The position may be equally illustrated by a similar process between the counties of the same State. No man who is acquainted with the State of New York will doubt that the active wealth of King's County bears a much greater proportion to that of Montgomery than it would appear to be if we should take either the total value of the lands or the total number of the people as a criterion!

    The wealth of nations depends upon an infinite variety of causes. Situation, soil, climate, the nature of the productions, the nature of the government, the genius of the citizens, the degree of information they possess, the state of commerce, of arts, of industry, these circumstances and many more, too complex, minute, or adventitious to admit of a particular specification, occasion differences hardly conceivable in the relative opulence and riches of different countries. The consequence clearly is that there can be no common measure of national wealth, and, of course, no general or stationary rule by which the ability of a state to pay taxes can be determined. The attempt, therefore, to regulate the contributions of the members of a confederacy by any such rule, cannot fail to be productive of glaring inequality and extreme oppression.

    This inequality would of itself be sufficient in America to work the eventual destruction of the Union, if any mode of enforcing a compliance with its requisitions could be devised. The suffering States would not long consent to remain associated upon a principle which distributes the public burdens with so unequal a hand, and which was calculated to impoverish and oppress the citizens of some States, while those of others would scarcely be conscious of the small proportion of the weight they were required to sustain. This, however, is an evil inseparable from the principle of quotas and requisitions.

    There is no method of steering clear of this inconvenience, but by authorizing the national government to raise its own revenues in its own way. Imposts, excises, and, in general, all duties upon articles of consumption, may be compared to a fluid, which will, in time, find its level with the means of paying them. The amount to be contributed by each citizen will in a degree be at his own option, and can be regulated by an attention to his resources. The rich may be extravagant, the poor can be frugal; and private oppression may always be avoided by a judicious selection of objects proper for such impositions. If inequalities should arise in some States from duties on particular objects, these will, in all probability, be counterbalanced by proportional inequalities in other States, from the duties on other objects. In the course of time and things, an equilibrium, as far as it is attainable in so complicated a subject, will be established everywhere. Or, if inequalities should still exist, they would neither be so great in their degree, so uniform in their operation, nor so odious in their appearance, as those which would necessarily spring from quotas, upon any scale that can possibly be devised.

    It is a signal advantage of taxes on articles of consumption, that they contain in their own nature a security against excess. They prescribe their own limit; which cannot be exceeded without defeating the end proposed, that is, an extension of the revenue. When applied to this object, the saying is as just as it is witty, that, "in political arithmetic, two and two do not always make four . If duties are too high, they lessen the consumption; the collection is eluded; and the product to the treasury is not so great as when they are confined within proper and moderate bounds. This forms a complete barrier against any material oppression of the citizens by taxes of this class, and is itself a natural limitation of the power of imposing them.

    Impositions of this kind usually fall under the denomination of indirect taxes, and must for a long time constitute the chief part of the revenue raised in this country. Those of the direct kind, which principally relate to land and buildings, may admit of a rule of apportionment. Either the value of land, or the number of the people, may serve as a standard. The state of agriculture and the populousness of a country have been considered as nearly connected with each other. And, as a rule, for the purpose intended, numbers, in the view of simplicity and certainty, are entitled to a preference. In every country it is a herculean task to obtain a valuation of the land; in a country imperfectly settled and progressive in improvement, the difficulties are increased almost to impracticability. The expense of an accurate valuation is, in all situations, a formidable objection. In a branch of taxation where no limits to the discretion of the government are to be found in the nature of things, the establishment of a fixed rule, not incompatible with the end, may be attended with fewer inconveniences than to leave that discretion altogether at large.

    PUBLIUS.[3]

    Background of the Federalist Papers

    The Federalist Papers are the 85 articles and essays James Madison, Alexander Hamilton, and John Jay published arguing for the ratification of the U.S. Constitution and the full replacement of the Articles of Confederation. All three writers published their papers under the collective pseudonym Publius between 1787-1788.[4]

    The Articles of Confederation were an agreement among the original thirteen states in the United States to unite under a central government consisting of the Continental Congress. The Continental Congress proposed the Articles in 1777, and they became effective in March 1781.

    The Articles primarily authorized the national government to govern diplomatic foreign relations and regulate and fund the Continental Army. Under the Articles, the Continental Congress lacked the power to levy taxes and could only request funds from the states. The inability of the national government to raise money caused the government to default on pension payments to former Revolutionary War soldiers and other financial obligations, resulting in unrest. Shay's Rebellion was a prominent example of unrest related to the weakness of the central government and the Continental Congress' inability to fulfill its obligations.

    The Constitutional Convention of 1787 was convened to solve the problems related to the weak national government. Federalists, including James Madison, Alexander Hamilton, and John Jay, advocated for a completely new government under the United States Constitution. They rejected the Articles of Confederation as a weak governing document that needed fully replaced. The federalists thought the strengthened national government could help protect individual rights from factional conflicts at the state and local levels. They argued the Constitution would strengthen the federal government enough to allow for effective governance but not enough to infringe on the rights of individuals.[5][6][4]

    Anti-federalists like Patrick Henry, Melancton Smith, and George Clinton argued that the national government proposed under the Constitution would be too powerful and would infringe on individual liberties. They thought the Articles of Confederation needed to be amended, not replaced.[5][6][4]

    Full list of Federalist Papers

    The following is a list of individual essays that were collected and published in 1788 as The Federalist and later known as The Federalist Papers. These essays were written by Alexander Hamilton, James Madison, and John Jay. They argued for ratification of the United States Constitution as a replacement for the Articles of Confederation.

    The Federalist Papers
    Number Subject Author
    No 1 General Introduction Hamilton
    No 2 Concerning Dangers from Foreign Force and Influence Jay
    No 3 Concerning Dangers From Foreign Force and Influence (con't) Jay
    No 4 Concerning Dangers From Foreign Force and Influence (con't) Jay
    No 5 Concerning Dangers From Foreign Force and Influence (con't) Jay
    No 6 Concerning Dangers from Dissensions Between the States Hamilton
    No 7 Concerning Dangers from Dissensions Between the States (con't) Hamilton
    No 8 The Consequences of Hostilities Between the States Hamilton
    No 9 The Union as a Safeguard Against Domestic Faction and Insurrection Hamilton
    No 10 The Union as a Safeguard Against Domestic Faction and Insurrection (con't) Madison
    No 11 The Utility of the Union in Respect to Commercial Relations and a Navy Hamilton
    No 12 The Utility of the Union In Respect to Revenue Hamilton
    No 13 Advantage of the Union in Respect to Economy in Government Hamilton
    No 14 Objections to the Proposed Constitution From Extent of Territory Answered Madison
    No 15 The Insufficiency of the Present Confederation to Preserve the Union Hamilton
    No 16 The Insufficiency of the Present Confederation to Preserve the Union (con't) Hamilton
    No 17 The Insufficiency of the Present Confederation to Preserve the Union (con't) Hamilton
    No 18 The Insufficiency of the Present Confederation to Preserve the Union (con't) Hamilton and Madison
    No 19 The Insufficiency of the Present Confederation to Preserve the Union (con't) Hamilton and Madison
    No 20 The Insufficiency of the Present Confederation to Preserve the Union (con't) Hamilton and Madison
    No 21 Other Defects of the Present Confederation Hamilton
    No 22 Other Defects of the Present Confederation (con't) Hamilton
    No 23 The Necessity of a Government as Energetic as the One Proposed to the Preservation of the Union Hamilton
    No 24 The Powers Necessary to the Common Defense Further Considered Hamilton
    No 25 The Powers Necessary to the Common Defense Further Considered (con't) Hamilton
    No 26 The Idea of Restraining the Legislative Authority in Regard to the Common Defense Considered Hamilton
    No 27 The Idea of Restraining the Legislative Authority in Regard to the Common Defense Considered (con't) Hamilton
    No 28 The Idea of Restraining the Legislative Authority in Regard to the Common Defense Considered (con't) Hamilton
    No 29 Concerning the Militia Hamilton
    No 30 Concerning the General Power of Taxation Hamilton
    No 31 Concerning the General Power of Taxation (con't) Hamilton
    No 32 Concerning the General Power of Taxation (con't) Hamilton
    No 33 Concerning the General Power of Taxation (con't) Hamilton
    No 34 Concerning the General Power of Taxation (con't) Hamilton
    No 35 Concerning the General Power of Taxation (con't) Hamilton
    No 36 Concerning the General Power of Taxation (con't) Hamilton
    No 37 Concerning the Difficulties of the Convention in Devising a Proper Form of Government Madison
    No 38 The Same Subject Continued, and the Incoherence of the Objections to the New Plan Exposed Madison
    No 39 The Conformity of the Plan to Republican Principles Madison
    No 40 The Powers of the Convention to Form a Mixed Government Examined and Sustained Madison
    No 41 General View of the Powers Conferred by The Constitution Madison
    No 42 The Powers Conferred by the Constitution Further Considered Madison
    No 43 The Powers Conferred by the Constitution Further Considered (con't) Madison
    No 44 Restrictions on the Authority of the Several States Madison
    No 45 The Alleged Danger From the Powers of the Union to the State Governments Considered Madison
    No 46 The Influence of the State and Federal Governments Compared Madison
    No 47 The Particular Structure of the New Government and the Distribution of Power Among Its Different Parts Madison
    No 48 These Departments Should Not Be So Far Separated as to Have No Constitutional Control Over Each Other Madison
    No 49 Method of Guarding Against the Encroachments of Any One Department of Government by Appealing to the People Through a Convention Hamilton and Madison
    No 50 Periodical Appeals to the People Considered Hamilton and Madison
    No 51 The Structure of the Government Must Furnish the Proper Checks and Balances Between the Different Departments Hamilton and Madison
    No 52 The House of Representatives Hamilton and Madison
    No 53 The House of Representatives (con't) Hamilton and Madison
    No 54 The Apportionment of Members Among the States Hamilton and Madison
    No 55 The Total Number of the House of Representatives Hamilton and Madison
    No 56 The Total Number of the House of Representatives (con't) Hamilton and Madison
    No 57 The Alleged Tendency of the New Plan to Elevate the Few at the Expense of the Many Considered in Connection with Representation Hamilton and Madison
    No 58 Objection That The Number of Members Will Not Be Augmented as the Progress of Population Demands Considered Madison
    No 59 Concerning the Power of Congress to Regulate the Election of Members Hamilton
    No 60 Concerning the Power of Congress to Regulate the Election of Members (con't) Hamilton
    No 61 Concerning the Power of Congress to Regulate the Election of Members (con't) Hamilton
    No 62 The Senate Hamilton and Madison
    No 63 The Senate (con't) Hamilton and Madison
    No 64 The Powers of the Senate Jay
    No 65 The Powers of the Senate (con't) Hamilton
    No 66 Objections to the Power of the Senate To Set as a Court for Impeachments Further Considered Hamilton
    No 67 The Executive Department Hamilton
    No 68 The Mode of Electing the President Hamilton
    No 69 The Real Character of the Executive Hamilton
    No 70 The Executive Department Further Considered Hamilton
    No 71 The Duration in Office of the Executive Hamilton
    No 72 The Same Subject Continued, and Re-Eligibility of the Executive Considered Hamilton
    No 73 The Provision For The Support of the Executive, and the Veto Power Hamilton
    No 74 The Command of the Military and Naval Forces, and the Pardoning Power of the Executive Hamilton
    No 75 The Treaty-Making Power of the Executive Hamilton
    No 76 The Appointing Power of the Executive Hamilton
    No 77 The Appointing Power Continued and Other Powers of the Executive Considered Hamilton
    No 78 The Judiciary Department Hamilton
    No 79 The Judiciary (con't) Hamilton
    No 80 The Powers of the Judiciary Hamilton
    No 81 The Judiciary Continued, and the Distribution of the Judicial Authority Hamilton
    No 82 The Judiciary Continued Hamilton
    No 83 The Judiciary Continued in Relation to Trial by Jury Hamilton
    No 84 Certain General and Miscellaneous Objections to the Constitution Considered and Answered Hamilton
    No 85 Concluding Remarks Hamilton

    See also

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    Footnotes