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Hybrid rulemaking

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What is rulemaking in the context of the administrative state?

Rulemaking is a process by which administrative agencies amend, repeal, or create an administrative regulation. The most common rulemaking process is informal rulemaking, which solicits written public feedback on proposed rules during a comment period. When required by statute, certain agencies must follow the formal rulemaking process, which incorporates a trial-like hearing in place of the informal comment period, or hybrid rulemaking, which blends specified elements of formal rulemaking into the informal rulemaking process. Learn about rulemaking here.


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Hybrid rulemaking, in the context of administrative law, is a rulemaking process that enables federal agencies to amend, repeal, or create an administrative regulation. Hybrid rulemaking occurs when Congress requires an agency to expand on informal rulemaking procedures by incorporating certain elements of the formal rulemaking process. According to the Congressional Research Service, hybrid rulemaking generally results in greater public participation than informal rulemaking while remaining less rigid than formal rulemaking.[1]

Background

See also: rulemaking, informal rulemaking and formal rulemaking

Hybrid rulemaking occurs when Congress mandates that an agency follow certain procedures in addition to those required by the informal rulemaking process. Hybrid rulemaking blends specified elements of formal rulemaking into the informal rulemaking process to create a non-standard rulemaking method for use in certain circumstances. For example, Congress may require an agency to create a formal record, hold hearings, allow for oral testimony, or cite detailed fact findings or conclusions from the record. According to the Congressional Research Service, hybrid rulemaking generally results in greater public participation than informal rulemaking while remaining less rigid than formal rulemaking.[1][2][3]

Examples of statutes that require hybrid rulemaking include the Clean Air Act, the Occupational Safety and Health Act, and the Federal Trade Commission's rulemaking statute.[3]

Non-statutory hybrid rulemaking

According to a recommendation from the Administrative Conference of the United States (ACUS), agencies may also engage in certain hybrid rulemaking procedures at their own discretion "in order to enlarge the opportunity for public participation and increase its effectiveness." When appropriate, ACUS recommends that agencies consider incorporating the following additional procedures into the informal rulemaking process:[4]

  • Open a second comment period for additional feedback
  • Provide the public with additional background information regarding the agency's regulatory positions and data resources
  • Hold public conferences
  • Allow for oral testimony
  • Allow for requested cross-examination on issues of specific fact

For more information about the steps of the informal and formal rulemaking processes, click here.

See also

External links

Footnotes